Delegated portfolio management or DIY investment advice

"The bitterness of poor quality remains long after the sweetness of low price is forgotten." --Benjamin Franklin

My services are most cost-effective for families with household incomes of $250,000 or more and/or investable financial assets (including company retirement plans) of $1 million or more.

Please read these important related articles:

All-in costs for the typical financial advisor
Is DIY portfolio implementation right for you?

You can either delegate the investment portfolio management to me or you can self-implement my advice at the brokerage firm of your choice.

Managed account option

Initial (one-time) planning fee: $1,600

0.46% up to first $1 million
0.36% above $1 million
(percentages are annualized)

Minimum quarterly fee: $1,600 (increases 3% annually)

Includes portfolio management, account transactions, rebalancing, taxable and tax-deferred accounts, tax-efficient withdrawals, client account portal, and ongoing investment and financial planning advice.

DIY self-implemented investment advice

$4,600 for a full investment, retirement, and financial plan, including 3 months Q&A, virtual meetings, phone calls, and email support.

Note: An additional fee may apply for families whose financial accounts or net worth exceed $3.0 million.

Both options also include the following financial planning analysis and advice (as applicable):

  • Asset allocation, recommended funds, and risk tolerance evaluation
  • Investment portfolio planning
  • Retirement and goal scenario analysis
  • Defined benefit pension planning
  • Social Security planning and strategy
  • Life insurance needs analysis
  • Education funding analysis
  • Deferred compensation, stock options, non-qualified plan advice
  • General financial planning discussion

Become a client

After you investigate other advisers and do your own due diligence,
please complete this short pre-planning profile and schedule a virtual new client discovery meeting
for us to discuss collaborating together on your investment and financial plan.