Forms
Forms for new and continuing clients to complete:
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Pre-planning profile (prospective clients; 10 min. est. completion time).
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Plan review (continuing clients; 5-10 min. est. completion time).
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Plan data input (new and continuing clients; 30 min. est. completion time).
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Risk profile (new and continuing clients; 10 min. est. completion time, if married, each spouse please complete independently).
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Upload financial statements (prospective clients, new and continuing clients; 5 min. est. completion time). Securely upload investment account statements (employer retirement plans, brokerage accounts, IRAs, mutual funds), 401(k) investment options, employee benefit summaries, insurance statements and/or summaries (not the entire policies please!), other relevant financial documents.
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Upload tax returns (prospective clients, new and continuing clients; 5 min. est. completion time). Securely upload your two most recent filed tax returns; forms 1040 and all filed schedules.
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Upload Social Security wage history (new and continuing clients; 10 min. est. completion time). Click the link for step-by-step instructions to easily export your SS wage history. If married, please complete this for each spouse (even if one or both of you has no work history).
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Link accounts in Blueleaf (new and continuing investment management clients; 15 min. est. completion time). Optional but recommended. Link all of your non-Schwab managed accounts via the Blueleaf software platform. If you have never logged in or if you have forgotten your login credentials, email me and will invite you to the platform (or reset your password).
Important documents for you to review:
FFP Asset Management Agreement (for ongoing delegated account management)
FFP's Texas State Securities Board Certificate of Registration