Forms

Forms for new and renewing clients to complete:

  • Contact information (prospective clients and new clients if any contact information has changed; if married, each spouse please complete separately, 2 min. est. completion time).

  • Pre-planning profile (prospective clients; 10 min. est. completion time). Then schedule a prospective client discovery meeting on my calendar.

  • Plan review (renewing clients; 5-10 min. est. completion time).

  • Plan data input (new and renewing clients; 30 min. est. completion time).

  • Risk profile (new and renewing clients; 10 min. est. completion time, if married, each spouse please complete independently).

  • Upload financial statements (new and renewing clients; 5 min. est. completion time). Securely upload investment account statements (employer retirement plans, brokerage accounts, IRAs, mutual funds), 401(k) investment options, employee benefit summaries, insurance statements and/or summaries (not the entire policies please!), other relevant financial documents.

  • Upload tax returns (new and renewing clients; 5 min. est. completion time). Securely upload your two most recent filed tax returns; forms 1040 and all filed schedules.

After you have submitted all of the above information, book a time on my calendar for an online plan presentation or review meeting (new and renewing clients; please allow 2 weeks for me to thoroughly prepare).

Important documents for you to review:

FFP disclosure brochure (Form ADV Part II)

FFP Asset Management Agreement

FFP Client Service Agreement

FFP privacy statement

FFP's Texas State Securities Board Certificate of Registration