Forms
Forms for new and renewing clients to complete (in order):
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Contact information (prospective clients and new clients if any contact information has changed; if married, each spouse please complete separately, 2 min. est. completion time)
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Pre-planning profile (prospective clients; 10 min. est. completion time). Then schedule a prospective client discovery meeting on my calendar.
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Risk profile (new and renewing clients; 10 min. est. completion time).
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Plan data input form (new and renewing clients; 30 min. est. completion time).
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Plan review (renewing clients; 5-10 min. est. completion time).
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Upload financial statements (new and renewing clients; 5 min. est. completion time). Securely upload investment account statements (employer retirement plans, brokerage accounts, IRAs, mutual funds), 401(k) investment options, employee benefit summaries, insurance statements and/or summaries (not the entire policies please!), other relevant financial documents.
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Upload tax returns (new and renewing clients; 5 min. est. completion time). Securely upload your two most recent filed tax returns; forms 1040 and all filed schedules.
After you have submitted all of the above information, book a time on my calendar for a plan presentation or review meeting (new and renewing clients; please allow 2 weeks for me to thoroughly prepare).
Important documents for you to review:
FFP disclosure brochure (Form ADV Part II)
FFP Asset Management Agreement
FFP's Texas State Securities Board Certificate of Registration