Forms
Forms for new and continuing clients to complete:
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Pre-planning profile (prospective clients; 10 min. est. completion time).
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Plan review form (continuing clients; 5-10 min. est. completion time).
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Data input form (new and continuing clients; 10-45 min. est. completion time).
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Upload financial account statements (prospective clients, new and continuing clients; 5 min. est. completion time). Securely upload investment account statements (employer retirement plans, brokerage accounts, IRAs, mutual funds), 401(k) investment options, employee benefit summaries, insurance statements and/or summaries (not the entire policies please!), other relevant financial documents.
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Upload estate documents (continuing clients; 5 min. est. completion time). Securely upload wills, trust documents, powers of attorney, marital agreements, and asset protection structure documents such as LLCs or FLPs.
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Upload pay statement details (new and continuing clients; 5 min. est. completion time). Securely upload your last year-end and most recent payroll detail statements (for both spouses if married).
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Upload home and auto insurance pages (new and continuing clients; 5 min. est. completion time). Securely upload your home, auto, and umbrella liability policy summary pages (typically the first few "declarations" pages included with each policy).
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Provide details related to mortgages and other loans (if applicable): original amount and date, current balance, interest rate, term, monthly payment amount (P&I), additional monthly principal amount, escrow payment amount. This information can usually be found on your most recent statement. Also include annual homeowners insurance and maintenance costs.
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Upload tax returns (prospective clients, new and continuing clients; 5 min. est. completion time). Securely upload your two most recent filed tax returns; forms 1040 and all filed schedules.
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Provide a budget, expense ledger, or forward-looking spending plan if you have one. The more detailed, the better. Annual expenses broken out by major categories such as housing, clothing, entertainment, medical, groceries, dining out, etc. Also include a description of large periodic "off-budget" items such as: "we plan to buy a new car every 7 years for approx. $35,000."
Important documents for you to review:
FFP disclosure brochure (Form ADV Part II)